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HedgeWeek reports that Brett Redfearn has been appointed Director of the SEC’s Division of Trading and Markets. He was most recently Global Head of Market…



Reuters reports that Harris Associates, Credit Suisse’s largest shareholder, believes the bank should consider aspects of the breakup plan supported…





Benjamin Lu, Portfolio Manager and Head of Execution Trading at CommonWealth, has left the firm to join Canyon Capital.



After CEO Xavier Rolet announced his decision to exit LSE, Financial News asks who might be the potential successor. Mark Makepeace, Chris Corrado, Lee…



Bloomberg reports that Jefferies has hired Bala Ramesh, who was most recently a Director in Leveraged Credit Syndicate at HSBC in London.



The Bond Buyer reports that Edward “Ned Flynn, a municipal banker for over 30 years, died unexpectedly on Monday night at the age of 60. He had spent…



Temasek Int’l has announced several senior level appointments and additional roles for top officials, reports Asia Asset Management. TI CEO Lee Theng…



Industry interferers had buzzed it for years.  Prime brokers, journalists have talked about it – but no one had the guts to investigate. But Jim…



Everyone’s attention in the US AM business are on SEC Jay Clayton, who is expected to make a major announcement in the coming weeks. Financial News…



Laurence Hollingworth, JPM’s Vice-Chairman of ECM in EMEA is retiring after his near 40-year career in London.  He is a well-known name among UK…



The proposal to sell shares in Saudi Aramco stunned the financial markets in 2016. Muhammad bin Salman guaranteed that it would be the largest IPO of all…



On Wall Street reports that UBS is revamping its trainee program to improve its success rate and solve a succession planning issue for veteran advisors….



BusinessWire reports that Keith Franks has joined BNY Mellon Wealth Management as a Senior Wealth Manager, based in Winter Park, FL. He will report to…





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